Compliance Officer
Company: First American Financial Corp.
Location: Santa Ana
Posted on: March 15, 2023
Job Description:
Company SummaryJoin a team that puts its People First! Since
1889, First American (NYSE: FAF) has held an unwavering belief in
its people. They are passionate about what they do, and we are
equally passionate about fostering an environment where all feel
welcome, supported, and empowered to be innovative and reach their
full potential. Our inclusive, people-first culture has earned our
company numerous accolades, including being named to the Fortune
100 Best Companies to Work For - list for seven consecutive years.
We have also earned awards as a best place to work for women,
diversity and LGBTQ+ employees, and have been included on more than
50 regional best places to work lists. First American will always
strive to be a great place to work, for all. For more information,
please visit www.careers.firstam.com.Job SummarySupports and /or
performs audits to detect violations of laws and applicable
regulations, as well as company policies and procedures;
investigates misconduct, promotes ethical practices and culture,
and evaluates compliances issues / concerns within the
organization; and ensures coordination with other departments
aligning compliance activities.Hybrid work schedule is Monday,
Tuesday & Thursday onsite in Santa Ana, CA. Essential Functions
- Performs and / or supports audits of compliance with laws and
regulations, policies and procedures, contracts and other
compliance obligations in accordance with the Compliance
Program.
- Collaborates with other departments (e.g., Risk Management,
Internal Audit, Shared Services, etc.) to direct compliance issues
to appropriate existing channels for investigation and resolution.
Consults with Senior Compliance Officer and Compliance Director as
needed to resolve difficult compliance issues.
- Responds to alleged violations of rules, regulations, policies,
procedures, and Standards of Conduct by evaluating or recommending
the initiation of investigative procedures.
- Monitors, and as necessary, coordinates compliance activities
of other departments to remain abreast of the status of all
compliance activities and to identify trends.
- Supports Compliance function activities related to monitoring
and reporting on the performance of the Compliance Program and
related activities on a continuing basis, taking appropriate steps
to improve its effectiveness.
- Performs and/or supports special reviews/projects with guidance
from the Senior Compliance Officer, Compliance Director, division
operations counsel and management.Knowledge and Skills/Technology
Used
- Knowledge and some expertise in financial services industry,
preferably in mortgage servicing, insurance, banking or real estate
mortgage services
- Strong analytical and creative problem solving skills.
- Ability to manage multiple tasks, projects, and competing
priorities simultaneously.
- Must consistently demonstrate reliability and a strong work
ethic.
- Basic knowledge of audit process.
- Proficient in Microsoft Word, Excel, and PowerPoint.Typical
Education
- Bachelor's Degree or equivalent combination of education and
experienceTypical Range of Experience
- Minimum of 3+ years of compliance, audit and / or related
experiencePay Range: $87,950 - $135,300 annuallyThis hiring range
is a good faith and reasonable estimate of the salary range of
possible compensation at the time of the posting, and is subject to
change. The actual compensation offered will be determined by
various factors, which may include a candidate's education,
training, experience, and geographic location.#LI-KS1First American
invests in its employees' development and well-being, empowers them
to provide superior customer service and encourages them to serve
the communities where they live and work. First American is
committed to diversity and inclusion. We are an equal opportunity
employer.Based on eligibility, First American offers a
comprehensive benefits package including medical, dental, vision,
401k, PTO/paid sick leave and other great benefits like an employee
stock purchase plan.
Keywords: First American Financial Corp., Santa Ana , Compliance Officer, Other , Santa Ana, California
Didn't find what you're looking for? Search again!
Loading more jobs...